Skip to main content
providence-compliance.com

Providence Compliance Continuing Education

Specialized continuing education for investment adviser representatives—delivering practical, regulatory-focused courses that keep RIA professionals informed, compliant, and career-ready.


Prometric has approved Providence Compliance as a provider of Investment Adviser Representative Continuing Education (IAR CE) courses for registered IARs of state-registered and federally covered investment advisers subject to the NASAA model rule.